Understanding the Outcomes and Remedies sought for impacts of Land Use Change

BLOG SERIES BASED ON A CROSS COUNTRY STUDY ACROSS INDIA, INDONESIA AND MYANMAR

 

In situations marked by grave injustice, fear, loss and confusion, affected communities articulate their grievances and seek out institutions to address them through remedies that are meaningful to them. The process of seeking remedies by affected communities helps not only to politicise questions of democratic decision making and land governance but also improves land and project governance outcomes. They take on the role of asking questions, monitoring and seeking accountability in a hostile environment of risk of intimidation and criminalisation. People affected by land use change seek a variety of remedies for the impacts they face. While some of these are towards short-term relief and one time payments/aid, others are towards long-term participation in projects. Some seek complete closure/suspension of projects, others are towards remedying the harms caused by ongoing projects or putting in systems in place to prevent further damage to their environment and livelihoods.

Using the above categorisations, this blog discusses key remedies that have been sought in the countries of India, Indonesia and Myanmar.

One-time assistance: compensation and better relocation

i. Compensations are sought by the affected people in return for the land acquired, and/or livelihood lost, as a one-time payment prior to the setting up of the project. In case of the Thilawa Special Economic Zone (SEZ) in Myanmar, while its first phase has started, communities’ expectation from the project have changed: initially they were refusing to relocate, then they switched to seeking better relocation facilities, now the group is preparing and organising itself to run a community driven organisational grievance mechanism. Simultaneously the farmers who know they would be relocated for the second phase are thinking how much compensation would they demand and strategising and organising on this expectation.

Compensations are also sought when project operations directly or accidentally damage water resources and/or farms or reportedly cause health impacts. The challenge arises when the affected people seek compensations from either the administration or the company. In the Uttara Kannada district of Karnataka, the construction of a National Highway is presently underway. Following a series of complaints and meetings with the Pollution Control authorities, the company operating a stone crusher for the project in Bogribail village, paid compensation to affected farmer families in December 2016. The affected people felt that this was far from adequate as the stone crusher continued to emit dust and damage their farmlands.

Despite the routine use of compensation as a way to remedy impacts borne by communities, it has been observed that across the countries, communities have little or no information how the compensation is to be calculated, how to assess if what they are getting/demanding is fair.

ii. Relocations are ideally provided prior to project start but the quality of relocation sites continue to be a festering issue for communities even after projects start operations. The case of Thilawa from Myanmar offered an interesting example. The Thilawa Social Development Group (TSDG) formed by the farmers who had to vacate their land for the first phase of the project made a visit to the relocation site for Dawei SEZ and saw the difference between what they were being offered and what Dawei evacuees were getting. They made a demand with the Japan International Cooperation Agency (JICA) for better compensation and improved basic amenities at the relocation site. While JICA increased the compensation to the farmers, not much improvement was seen in their living conditions.

Continued participation in project through financial stakes and benefit sharing

In Indonesia, it has been observed that in many cases of land conflicts, farmers opposing land takeover by plantation companies are offered plasma agreements as ‘fair’ remedy for their concerns. However, beyond the stipulation that the companies are expected to reserve 20% of their total plantation area for smallholders and provide them technical assistance in oil palm cultivation, plasma agreements are not governed by much. Usually a farmer cooperative enters into an agreement with the company. The farmers give a minimum of ten hectares of land for plasma to the company, become a part of the cooperative and receive share certificates for two hectares of plantation each. In most cases, cooperatives come to be managed by the office bearers of the village or others with might or money. Although on paper the cooperative has the autonomy to develop and manage plasma, in practice, decisions regarding land allocations, recruitment of labour and sales price of the palm fruits are made by the company.

Another example of taking part in the development activity is of Korba Bhuvistapit Company Limited from India. In the Korba coal-mining region in Chhattisgarh, over 2400 families who have been displaced but have not been provided jobs have come together to form this producer company. The main objective of the company is to demonstrate that communities can undertake activities including transportation, plantation and renewable energy and to maintain moral pressure on South Eastern Coalfields Limited (SECL) to provide opportunities for ancillary activities to the displaced members.

Partial or full closure of project

People affected by land use change also approach different institutions or use a variety of strategies that are clearly directed towards closing down the construction or operations of an existing project. This is often the case in two instances: first, when a project has recently initiated construction activity, and there appear to be possibilities of holding back land use change; and second, when several attempts at seeking compensations, employment or restoration of damage have failed and/or the project continues to impact the health/livelihoods of communities living in the nearby areas.

i. Project suspension: One of the landmark cases from India where few villages affected by the proposed land use change by a steel plant and port consistently demanded that the project’s construction activity not be initiated was the POSCO steel plant and port in Jagatsinghpur, Odisha. Every time the project authorities would initiate activities, there would be strong local protests and barricading disallowing the construction activity. Challenging the project approvals in court with the help of national NGOs and lawyers was the other strategy so as to hold back land use change.

Sometimes these demands for suspension of projects arise due to the non-participatory manner in which decisions are made. In case of Tarpein I and II dams in Kachin State of Myanmar, the Kachin Independence Organisation (KIO) deployed soldiers around the two dams and suspended their construction work when the Chinese authorities of China Datang Corporation (CDC) company refused to pay taxes to KIO. KIO also complained that local residents were not given any role in decision-making on these projects.

ii. Revocation of permits has been sought in cases of environmental degradation caused by mining in Jambi province of Indonesia. Pursuing this remedy, the communities along with other efforts, reported the cases to the Anti-corruption commission (KPK) in the hope that it would investigate the issue and eventually order suspension of their permits. As part of its investigation, the anti-corruption commission visited these mining sites. However, only one project has seen closure.

In case of the sulphuric acid factory near Letpadaung mine in Sagaing Region in Myanmar, the villagers demanded complete closure/relocation of the factory due to the dangers associated with toxic fumes emitted by it. While some cases see a change in people’s demands for remedies over time, in Myanmar, hydro and thermal power projects have been in suspension for a long time perhaps due to persistent demands.

Repatriation of land

This demand is made when a project has withdrawn from an area, and the affected people would like the land back to restore livelihoods, e.g. POSCO in Jagatsinghpur. After the private company has withdrawn from the project, the state government is seeking to build a wall around the land to protect it from ‘encroachments’. The villagers are demanding that the land be restored to all the forest dwellers whose rights are yet to be recognised under the The Scheduled Tribes and Other Traditional Forest Dwellers (Recognition of Forest Rights) Act, 2006.  More recently, the demand for this remedy has also been fuelled by the existence of a new legal clause as part of the 2013 Land Acquisition Law

Sometimes, after repatriation of land reverting to the original land use is not possible. In such cases communities pursue possibilities of owning the altered land use activities for their livelihood. This remedy can be a follow up to closure of a project and return of their land. In the case of PT Rejeki Alam Semesta Raya (RASR), active in Kapuas regency of Central Kalimantan in Indonesia, farmers of Sei Ahas village were pursuing the return of their land right from the beginning of the conflict in 2007. The lands were collectively held rubber plantations, which were turned into oil palm plantations by the company. While the group of farmers that demanded the return of their land shrank over the years as many accepted plasma agreement after their initial opposition, a group of 20 farmers continued with their initial demand. The farmers want the company to rescind its claim on the land and plantation so they can harvest the oil palm.

Restoration

This remedy is usually observed in cases of environmental degradation or damage to land caused by dumping of waste or extraction due to mining operations.  This remedy could be followed by closure/suspension of a project or a commitment by the project not to contaminate the land/water again. For instance, in several parts of India where sand mining has led to erosion or salinity ingress, people have sought that the activity be stopped and the area be restored.

In the case of activities of BNJM-KGLR in East Barito in Central Kalimantan, Indonesia, the villagers sought the restoration of the river that was heavily silted due to dumping of mine refuse by the company, to its original condition. The farmers also sought compensation for the damage they incurred in the past when the mud from the river ended up on their rubber plantations and left their crops dead. When asked if farmers would be in agreement if the company continued to pay for damages in the future while continuing to pollute the river, many didn’t reply in the affirmative. The villagers of Lalap and Bentont villages wanted the company to restore the river and abide by environmental laws in future.

Proactive measures as remedies

The demand for closure of a plant is often a big challenge for the affected people who are directly dependent on the plant for livelihoods. In such cases the remedies sought are towards making sure that the operations do minimum/no damage. They may want an assurance that the project would not be expanded in future, or compliance record of the project would be part of any future project decisions or policy changes such as communities are granted effective role in project monitoring. Realising that the land use change is unavoidable, they may even want to own the changed land use activity. This can be viewed as a proactive measure on part of communities to offer an alternative to private/government owned projects.

In India, villagers in Tamnar block of Raigarh district of Chhattisgarh registered their own firm and called it Gare Tap Upkram Producer Company. The idea behind establishing the firm was to mine the coal themselves rather than surrendering their land to industrialists. More than 500 villagers from 12 adjoining villages of Gare had pledged nearly 700 acres of land to the producer company. As they deliberated further on the issue of mining, the villagers decided against mining altogether and instead proposed setting up of production of alternate energy so that the land is not devastated by mining. The Gare Tap Upkram Producer Company has subsequently approached the Environics Trust, a national NGO, and requested it to conduct a study on the feasibility and willingness of the inhabitants of Gare in adopting alternate sources of energy, predominantly in solar and biogas energy.

In case of the Tigyit coalmine in Shan state of Myanmar, although the residents made peace with the operation of the mine, which has been operating in the area for nearly 20 years, their demand is that the project not be expanded. The residents spent their energies in resisting a thermal power plant to be cited next to the mine and were successful in suspending the plant. They opine that if the thermal power plant doesn’t run, the mine would not be given an expansion by the government. However, after being shut for two years, talks for the resumption of the thermal power plant are on and the villagers are bracing themselves to resist it again. As of end of 2017, test runs on the plant were being conducted and the government maintained that the plant will not be allowed if it is found to be linked with harmful impacts on health and livelihoods of the residents of Tigyit village in Shan state.

There are several remedies or outcomes that the affected communities succeed at getting. The study, Understanding Land Conversion, Social Impacts and Legal Remedies in Asia, through the country reports and the case studies, demonstrates that although these are mostly only limited successes, they surely are positive stories of collective agency and change. Albeit small, communities who struggle to get them view these as important victories.

This is the third blog based on the study carried out by the CPR-Namati Environmental Justice Program, supported by a grant from the International Development Research Centre, Ottawa, Canada.

Other blogs in the series can be accessed below:

Understanding the Strategies used to address the impacts of Land Use Change

BLOG SERIES BASED ON A CROSS COUNTRY STUDY ACROSS INDIA, INDONESIA AND MYANMAR

 

People facing/likely to face the negative impacts of land use change may not communicate their grievances immediately. When these impacts are communicated to the project entity or the media or the government and collective action is taken towards addressing the impacts, they become cases of conflicts. The strategies that communities deploy during the course of a conflict could range from a single one-time action for a single remedy to engaging with multiple strategies for one or different remedies.  For instance, an affected community may choose to go to court to seek directions for increasing compensations or addressing pollution harms. Another group of affected people may approach one government agency for addressing water contamination and/or take to the streets to resist additional acquisition of land and/or engage the media to create awareness about the loss of livelihoods. These can take place all at the same time or at different stages of the conflict and the project. Below is a tabular synthesis of key strategies used in the 75 cases of conflicts, as reported in the media, analysed for each of the study countries- India, Indonesia and Myanmar.


* T: Total number of cases in which a particular remedy has been used; S: Used singly; C: Used in combination

The above analysis makes it clear that most often communities deploy multiple strategies. Presented below are examples of how these strategies have been used in the three countries. The examples demonstrate that there are only a few instances when a strategy can be linked with a clear success. Most often they stop short at certain interim outcomes such as an inquiry or an investigation or they start to head towards a specific outcome only to be turned around at a later stage.

Protests

India: The proposed amendments to the new 2013 Land Acquisition Act in December 2014 led to a nationwide farmers’ protest in India. In August 2015, in light of protests and ahead of the Bihar state elections, the government of India held back the proposed amendments and referred the matter to a Joint Parliamentary Committee (JPC).

Myanmar: In Shan State in 2016, 100 farmers from Ye Pu village in Taunggyi planted on 2,000 acres of confiscated land. Between 2010 and 2015, despite the land being confiscated the farmers were allowed to plant on the land on a payment of 10,000 Kyats per acre. In May 2016, the farmers were asked to sign documents transferring the land to the army. These 100 farmers didn’t sign the document and continued planting. The army filed a lawsuit against them for trespassing.

Litigation

Indonesia: Responding to a civil suit, the Bandung administrative court decided in April 2017 that expansion plans for the Cirebon coal-fired power plant in West Java were in violation of the local spatial planning law. The court ordered the project’s environmental license to be revoked.

India: A case against the Parsa East Ketan Besan (PEKB) coal mine was filed before the National Green Tribunal, the special court for environmental cases, and a judgment suspending the forest diversion approval was given. This was challenged by the operating company before the Supreme Court, where the court allowed mining to continue even as the environment ministry was to review its recommendation. The matter has been subjudice since 2014.

Administrative complaints and appeals

Indonesia: In the case of BNJM coalmine in East Barito in Central Kalimantan, the local environment agency on request from communities, collected samples from the river being polluted by the mine refuse. However, this was done after the community of Lalap and Bentont villages had filed multiple complaints with photographs and media reports on the siltation of the river. In this case, strong evidence of the violation of environment laws helped in getting the government to take action.

India: In the case of the proposal to construct the Tadadi port in Uttara Kannada district of Karnataka, local villagers and environmentalists primarily engaged with the District Collector and the regulatory institutions to influence the decision on whether the port should be granted approval. Although the environment ministry’s expert committee recommended approval in December 2016, the project had not been issued a formal clearance letter and has not initiated construction activity.

International Redress

Myanmar: Thilawa is one of the few projects from the delta region in which international redress has been tried. The Thilawa Social Development Group (TSDG) contacted the Japan International Cooperation Agency (JICA) seeking rehabilitation and relocation facilities as per its guidelines. In response, JICA increased the compensation and improved facilities at the relocation site. Although the relocation site still falls short on many of JICA’s own prescriptions, the efforts resulted in certain corrections.

Indonesia: An example of seeking international redress is the case of Batang Thermal Power Plant. In December 2016, the community approached the Japan Bank for International Cooperation (JBIC), the key financer with a petition against the plant. In response, the JBIC visited the site and met with the community but claimed that there was no evidence supporting people’s complaints.

Media campaigns/reporting

Indonesia: Media reporting has always been seen in combination with more than one strategy. Because of constant media scrutiny of Batang Thermal Power Plant and Jakarta Bay Reclamation Project along with the protests against the two, the work on the projects has been slow.

India: This has been an important strategy for affected people, especially when they are working with national and international NGOs and researchers. Two prominent examples of this are visible in the strategies used to address conflicts in the Vedanta bauxite mine in Niyamgiri, Odisha and the actions against setting up of the coal mine in Mahan, Madhya Pradesh. Local struggles were supported by national and international media reporting and public campaigns seeking support against setting up of these projects.

Myanmar: Both the local and international media have kept the issue of land confiscations alive. Big cases such as the Letpadaung mine and Myitsone dam and campaigns against the thermal power projects have been on the radar of the media. Media has been key in influencing certain court cases as well.

While these are only a few strategies, affected communities combine these with several other strategies. Political advocacy, participation in administrative procedure such as public hearings, approaching the project owner, are other ways to seek redress. The study, Understanding Land Conversion, Social Impacts and Legal Remedies in Asia, through the country reports, provides an extensive account of how and when each of the strategies has been used. Through the case studies it tries to explore the question of why certain strategies are chosen and how factors such as stage of the conflict, desired remedies, communities’ capacity and agency and political and policy developments influence this choice.

This is the second blog based on the study carried out by the CPR-Namati Environmental Justice Program, and supported by a grant from IDRC, Canada.

The other pieces in the series can be accessed below:

Understanding the working of e-Governance in India

A NEW BLOG SERIES BY ACCOUNTABILITY INITIATIVE

 

The current government’s steady push on digitising governance follows decades of such interventions. A new Accountability India series chronicles the experiences of former senior bureaucrat TR Raghunanandan on what it has taken to implement a system-wide change, and where the gaps have been.

  • In ‘Wither, e-Governance’, Raghunanandan asks the crucial question of whether innovations in e-Governance will indeed make the government more responsive and accountable to the people.
  • In the second part of the series, he talks about the introduction of desktop computers in government offices and how the transition began with only some officials understanding the full potential of this new technology in increasing efficiency. In ‘Spreading Spreadsheets’, he goes on to recount the value of spreadsheets in removing red tape and easy access to data. Yet, nearly three decades later, the large majority of people in the government have not taken to such innovative tools.
  • In ‘MISRA – and the era of cute acronyms, Raghunanandan recounts his experience of reforming land records in Karnataka using MISRA, an interface he and his team created. At the time, reporting protocols of land administration had begun to fail. Less attention paid to the daily tasks of land record maintenance, coupled with staff shortages and the expansion of welfare responsibilities, was beginning to weaken the land records system. The resultant confusion and uncertainties about land ownership had the potential to derail the entire economic base for the rural economy. As a solution, Raghunandan and team established a computer-aided system that would completely replace the manual system that was in place.
  • In another experiencehe discusses his stint with the tobacco board and how the computer operator was key to the integrity of the system which set quotas and imposed upper limits on what a farmer could sell. It took very little time for computer operators to hack the software. Then, for a price, farmers who exceeded quotas would be able to sell their extra tobacco.
  • Thus, while establishing good e-Governance infrastructure is essential, the human capital that goes in maintenance and implementation cannot be overlooked. As Raghunanandan points out in his next blog ‘Grasp’ing the Zilla Parishadthe champions of e-Governance move on even before the systems they develop are entrenched in government processes.
  • He closes the series with a thought provoking look on the dichotomy in the government’s enthusiasm for e-Governance in ‘Attitudes that block e-governance’. He asks if the government is a lot more cautious when it comes to transparent service delivery while this is not the case when making transactions from the citizens to government (such as tax paying) easier.

Understanding working migrant women’s narratives of ‘mobility’ in Delhi

BOOK CHAPTER CO-AUTHORED BY EESHA KUNDURI
URBAN ECONOMY

Context:
Women’s migration has typically been understood as a relational phenomenon, where women are generally seen to be migrating for marriage or as accompanying family members (according to data from the Census and the National Sample Survey). This has been acknowledged as a key shortcoming in the way macro-data captures women’s migration, owing to the nature of the data which attributesonly a singular reason for migration.

Recent studies, however, have suggested that even if women migrate with families or due to marriage-related reasons, livelihood options at destination are factored into by households as part of their migration decisions.

Therefore, migration in general and women’s migration in particular, is complex and multi-faceted, and there is a growing recognition to unpack the nuances of people’s lived experiences of it. In light of this literature, and in the context of low workforce participation rates for women in Delhi (about 10.7 % as per 2011-12 data from the National Sample Survey), researchers Eesha Kunduri and Sonal Sharma decided to engage more deeply with work-life histories of women migrants. The objective of the research was to provide insights into women’s own assessment of their work in the city, and their hopes and expectations from it, since often these apsects are paid scant attention in meta-narratives of gendered work, occupations and migration.

How was the research conducted?
The research draws upon fieldwork among 40 women workers in informal housing settlements around two industrial estates in Delhi: Patparganj in East Delhi and Wazirpur in North-West Delhi. The qualitative data is complimented by insights from a sample survey of 317 workers: 77 female and 240 male workers.
Key findings:

The women interviewed mostly migrated with their husbands or a male household member, and started working out of the realisation that one member’s earnings were not sufficient to sustain in the city.
Typically, the women’s earnings averaged between 4000 and 5000 rupees a month, about a half of what male workers earn.
Women were found to be relegated to tasks on the lower end of the occupational hierarchy, such as removal of excess thread from clothes, in packing, labelling, etc. and as home-based workers (industrial outworkers) undertaking work such as sewing on the sides of jeans, taping of speaker components, putting threads into bookmarks, etc.
While these are precarious employment scenarios, what was notable was a strong sense of self-perception that women expressed with regard to their work and earnings, and a sense of freedom in city spaces. They commented on the sense of independence that their earnings, howsoever meagre, allowed them to have, including meeting small, everyday expenses by themselves, and in some cases, extending support to their children’s education in the city.
Interpreting the findings:
Kunduri and Sharma argue that women’s strong self-perception is related to the opportunities to be mobile in the city. The women workers in the study looked at the city as a space of freedom, especially when compared to the strict norms that governed their movements back in the village. Particularly, for the upper caste women guided by customs of ‘veiling’ (ghunghat) in the village, being able to step out of their home for work, to go to the market, and so on, was an enabling experience.

Women also reported about being able to enjoy leisure time in the city, which included activities like watching television, and chatting with other women in the neighbourhood. Home-based workers especially were seen to be working together in groups in courtyards or outside of tenement settlements, indicating the opportunities for socialisation.

Such everyday practices, the authors argue, also enabled women to cultivate networks that helped them to cope with the uncertainties of urban living, and also served as entry points for finding work opportunities.

However, it was also seen that localities that were relatively more homogenous in term of residents’ regional origins, caste and community backgrounds often reproducedvillage-alike restrictions on women’s mobility, in comparison to more heterogeneous localities which women found liberating.
An overall analysis suggests that mobility as a concept needs to be understood in its subjective dimensions cutting across social, spatial, economic aspects. The micro-narratives of freedom in the city, in relation to the village, particularly offer critical insights in this regard.

The book, Land, Labour and Livelihoods: Indian Women’s Perspectives, which includes the chapter by the authors, ‘Here, We Are Addicted To Loitering’: Exploring Narratives of Work and Mobility Among Migrant Women in Delhi, can be accessed at the publisher link here.

UNICEF & SCI-FI initiative stride towards district wide approach for SLWM with Government of Odisha

READ THE FULL BLOG
SANITATION

As the country heads into the second phase of the Swachh Bharat Mission (SBM 2), the district of Dhenkanal in Odisha is piloting an innovative approach to ensuring district-wide achievement of Solid and Liquid Waste Management. Access to a toilet facility has increased manifold under the aegis of the Swachha Bharat Mission putting India on the global map of sanitation leaders among developing countries. Recognizing that the outcomes of improved sanitation cannot be sustained without the safe management of faecal waste beyond the toilet, SBM 2 emphasis ODF sustainability, Faecal Sludge Management, Solid Waste Management and Greywater Management. The state of Odisha has already emerged as a pioneer in urban FSM, and with the recent issue of its state-level Rural Sanitation Policy, 2020, the state is set to lead the path for rural FSM and SLWM as well.

Building on this momentum and in line with the state- and national level imperatives, the Panchayati Raj and Drinking Water Department, Government of Odisha, in partnership with UNICEF and the Centre for Policy Research under its initiative, Scaling City Institutions for India: Water and Sanitation (SCI-FI), is undertaking a Pilot Project on ‘Solid and Liquid Waste Management (SLWM) in Rural Areas of Dhenkanal District’.

The Project will demonstrate two approaches to FSM and SLWM service delivery for rural areas in the district that hold lessons for the state- and nation-wide scale-up of FSM and SLWM services. The first will systematize urban-rural convergence for Faecal Sludge Management by formally ‘plugging in’ Gram Panchayats (GPs) located within 10 km radius from the Dhenkanal Urban Local Body to the urban Faecal Sludge Treatment Plant (FSTP). The second, focusing on rural areas outside of the plugging-in boundary, will create clusters of GPs for SLWM planning and service delivery, as well as, demonstrate a Greenfield SLWM system in one of the identified clusters. Furthermore, the Project will develop a novel District Sanitation Plan, covering all aspects for successful SLWM interventions, including IEC, Capacity Building, Technology Selection, among others.

The District Administration of Dhenkanal in collaboration with the UNICEF and the SCI-FI team, formally launched the initiative on urban-rural convergence for FSM on September 29, 2020, via videoconferencing. Kicking off the proceedings, Project Director, District Rural Development Agency (DRDA), Dhenkanal, stated, “Dhenkanal Municipality has become a model for pioneering faecal sludge and septage management in the country. Our priority is to extend these urban facilities to the rural areas to improve the quality of life of the rural populace.”

Ms Monika O. Nielsen, Chief of Field Office, UNICEF Odisha remarked, “UNICEF is delighted to demonstrate the operationalization of the Policy through the Pilot Project on Solid and Liquid Waste Management in Rural Areas of Dhenkanal District with the Centre for Policy Research”.

Praising the Project’s two-pronged approach to enabling district-wide as highly unique, comprehensive and relevant for state and nation-wide efforts on SLWM in rural areas, Mr Sujoy Majumdar, WASH Specialist, UNICEF said, “We are certain that the Project will not only enable Dhenkanal to emerge as one of the first districts in India to have ‘safely managed sanitation’, but also show the path for many more districts and states”.

Shubhagato Dasgupta, Senior Fellow and SCI-FI’s Project Director, said, “I am happy that today’s workshop will pave the way for the success of urban-rural convergence on SLWM under the committed leadership of District Collector, Dhenkanal, with the active participation of other stakeholders in the district including the Urban Local Bodies and Panchayati Raj Institutions”.

The District Administration expressed whole-hearted support to the Pilot Project with the Collector and District Magistrate, Dhenkanal District, informing that processes are currently underway for signing an agreement with the Dhenkanal Municipality to formalize the urban-rural FSM convergence for service delivery in rural areas.

The Launch concluded with the Additional Project Director, DRDA, Dhenkanal affirming that the Project will immensely benefit the district’s rural population and thanking all the Project Partners.

For further information and to schedule interviews with the concerned stakeholders, please write to sci-fi@cprindia.org or shubhagato@cprindia.org or hrudananda@cprindia.org or pooja@cprindia.org

Union Budget 2017

CURATED ANALYSIS BY CPR FACULTY
BUDGET ECONOMY

As Budget 2017 was announced by the Union government on 1 February, find below a curated analysis by CPR faculty.

Pratap Bhanu Mehta writes in The Indian Express that through this budget the government is trying to steady the ship after the demonetisation shock, explaining how it ‘is an exercise in forward-looking but cautious prudence’.

In an article in Hindustan Times, Rajiv Kumar writes that the budget is what the ‘doctor ordered for the economy’, as it addresses the critical tasks of ‘generating employment, promoting private investment, pushing up consumption, improving delivery of subsidies and public services’. He further writes in The Hindu on how the budget fulfills the three principle goals of reviving domestic investment; generating employment opportunities; and cleansing the economy of black money flows.

Yamini Aiyar writes in Livemint and in a Hindi article in Amar Ujala that the budget has maintained the status quo, as far as social sector schemes are concerned, and has been ‘remarkably silent’ on restructuring the ‘financing architecture for social policy post the 14th Finance Commission’. Avani Kapur reiterates this in another article in Deccan Herald, writing that despite riding high on expectations, Budget 2017 did not offer any major changes in majority of social sector schemes.

Kiran Bhatty writes in The Wire that the ‘attention deficit’ towards education remains unchanged in this year’s budget.

Sanjaya Baru and Rajiv Kumar also debate the budget on CNN News18 and Times Now (above) respectively.

Understanding Data Privacy

FULL LEARNING VIDEO
TECHNOLOGY

All information collected from our activities online is creating what we call our digital footprint, and contributes to our profiling.

We live in a digital, interconnected world. Almost all of us own a smartphone and are present on some social media platform. Most of us never actually read the lengthy terms of service for any of the platforms we are signed up on. Most websites today require us to share seemingly harmless bits of information about ourselves, in small parts, which are then kept on file. Over time, these small bits of information can be neatly combined into categories and comprehensive sets of information, called data. Most people do not feel the need to ‘protect’ their data, because the general perception is, what do we have to hide?

Whether it is through shopping online or using online maps to navigate our way, we are mostly comfortable sharing some of our personal data with online platforms, and with time, the number of these platforms have risen exponentially. This means that all aspects of our lives – from what we watch, what we wear, who we speak to, what we buy, where we are, where we are going, how we are going there, and even our vitals such as blood pressure and heart rate are slowly becoming data points, being put together in categories to create profiles to specifically target us for advertisements.

Digital footprints are available to buyers and make us vulnerable.

A major problem with this profiling is that, as our data slowly gets collected and linked together, it is stored with different for-profit private companies that can sell these profiles to advertisers looking to influence us into making decisions they would like us to make. The more money a firm has to offer, the more data they can get their hands on, and the better they can craft strategies to sway our decisions. It is important to remember that a for-profit company is currently not required to give us rights. Also, they get to define what ethics mean for them. While, sometimes these platforms are required to disclose how they will store and use our data, and what data they will have on file. Often, this is actually disclosed – deep within the lengthy terms of service, which almost all of us never read.

The other pertinent drawback is the vulnerability of this data. With news of data leaks becoming very common, it is important to question how safe our data is. Sensitive information such as credit card details, passwords, location details etc. can be misused in case of a data breach, such as in May, 2016, it was reported that IRCTC (Indian Railways Catering and Tourism Corporation) website was hacked and personal data of 10 million customers was feared to be stolen. We have already witnessed the debate on Facebook leaks and its impact on the US elections.

We must participate in protecting our data.

We must ascertain how we are sharing our data online in order to protect it. By keeping a check on our privacy settings, only sharing relevant information and reading the terms of service, we can try to keep our data more safe. In an age where sharing personal information and connection globally through the Internet has become the norm, we must consciously be more vigilant to avoid online profiling. And importantly, participate in the ongoing legal debate around the data protection law in India as responsible citizens, a topic that was discussed at length in the second Metamorphoses panel discussion, here.

This learning video has been produced by Centre for Policy Research as part of the Metamorphoses – Talking Technology project, being executed in partnership with NITI Aayog and India International Centre.

Understanding Economic Processes in Small Towns

PART 4 OF A SERIES OF INTERPRETATIONS DRAWING ON A NEW BOOK ON SMALL TOWNS

 

In this interview, Eric Denis, Director of Research at Géographie-cités lab, CNRS, Paris, discusses some of the varied processes characterising small town economics.

What kind of economic processes do we see emerging in small towns?

We can summarise the multiple and complex economic processes playing out in small towns into four broad types. Locally, these four ideal-types are interlaced with each other:

  • Small towns are incorporated into metropolitan and large cities,
  • Small towns are entrepreneurial, resilient and innovative localities,
  • Small towns are ordinary market towns,
  • Small towns are large villages that expand and grow including a work-force moving away from the farm sector.

What are the main characteristics of small towns under the influence of metropolitan expansion?

There are a number of places that are growing due to the diffusion and re-localisation of economic activities in the peripheries of large cities – both of these activities are in a phase of rapid expansion.

Diffusion: A heterogeneous amalgam of investments in infrastructure, real estate, commercial ventures, industrial parks and educational institutions surround small towns, which, in turn, become central places, i.e., nodes and sites of agglomeration and not just for accessing markets and services. In this case, the agency of local actors is limited. The urban transformation depends of such localities depends on their attractiveness seen in terms of:

  • Accessibility and location (new roads, mass transportation, etc.),
  • Cost of land,
  • Local tolerance to pollution,
  • Availability of a labour force and its willingness to accept the offered working conditions, often characterised by low wages, daily contracts and a weak level of unionisation.

Often, the weakness of the local government in enforcement, with its limited capability, becomes an added advantage in terms of attractiveness.

Over time, however, the physical planning of metropolitan regions, megaprojects, Special Economic Zones (SEZs) and real estate promoters’ appetite for new land opportunities can be destabilising factors for existing flourishing clusters of activities that depend on intensive workforce, inherited knowledge and local capital (such as the Kartarpur furniture industry in the periphery of Ludhiana, discussed in chapter 18 by Rémi de Bercegol and Shankare Gowda).

For example, India, which recently opened its doors to Foreign Direct Investment, has limited availability of large tracts of lands within large cities. Here, much of the globalisation related investment is occurring in peri-urban areas. This is where megaprojects such as SEZs materialise. Hence, often banal and polluting activities are de-concentrated from the city centre to these peripheral small towns alongside industrial development parks.

Re-localisation: Daily commuters constitute the second component of vibrant small towns around large cities. Their circular migration (i.e., not a permanent movement to the city but periodically going back and forth from a place of residence, which can be for short periods of time, or even daily commuting) towards jobs within the city transforms the small towns bringing in new households, mostly young people, who cannot find affordable housing in the core city. They stimulate a diversification of local economies and alter the local political equilibrium. The youth of small towns, notably those who have access to technical colleges, are also more engaged in commuting. This daily circulation tends to adjust itself as major firms relocate their factories and offices to peripheral parks, thus ensuring that circular migration comes full circle as people from the core city start commuting to the periphery.

What are the conditions of emergence, expansion and adaptation to change of entrepreneurial and innovative towns?

Outside the direct influence of metro cities, there are many vibrant small towns. This is due to a strong and often fast growing network of entrepreneurs and skilled workers who contribute to the development of industrial clusters. They are able to expand their market, adapt to change, and innovate.

Small and medium towns prove to be interesting locations to set up and develop productive activities, particularly in response to the immense demand constituted by the vast majority of Indian families that do not belong to the middle and upper urban class. In these locations, entrepreneurs innovate to create low cost products that respond to the specificities of the non-metropolitan environment with solid and rustic equipment that is easy to operate and repair using local skills. It is an environment of jugaad, by which we mean doing more with less. Such innovative products, notably vehicles adapted to bad roads and difficult weathers, are not just limited to the Indian customer base as some small companies even manage to export to other emerging low cost markets such as Africa (see Chapter 19 by Yann Philippe Tastevin for rig drilling trucks in South India).

Apart from industrial activities, these towns also provide locations for the establishment of technical colleges, which recruit beyond their local geography. Often, some of these towns do not grow in an isolated manner but belong to a group of small towns, co-specialising in a sector. This is also the case for more traditional activities, such as textile or leather industries, that are similarly integrating into the global value chain and up-scaling.

Besides the vibrant small towns, what constitutes the majority of small towns where most of the non-metropolitan urban citizens live?

These are of two broad types, as indicated earlier.

First, ordinary mandi or market towns.  These cater to the needs of the rural areas in their hinterland constitute a large proportion of small towns. Many of these towns have historically been market towns or administrative centres. Depending on their administrative functions (whether they are home to a block office or a police station, etc.), and the dynamism of local agriculture (such as the nature of production and volume of cash crops), they can be more or less dynamic.

Second, emergent census towns. With a decline in farm employment, people have to generate incomes with access to minimal resources. This is how mandi towns as well as large villages, become more diverse.  More of the labour force opens petty shops, becomes daily workers in the construction sector or at brick kilns – either locally or in other towns through seasonal migrations. In turn, their remittances stimulate the morphing of their place of origin.

This morphing, which occurs in villages gives rise to growth in the number of census towns, as the workforce shifts away from non-farm work. In this case, the local economy tends to move away from agricultural activities as in the settlements above. However, here, there is no previous history of urban-like activity such as administration or regional markets. As such, the emergence of these census towns is not supported by the presence of a local elite related to the presence of a market, educational or administrative functions, but markets do emerge.

These emerging urban areas, smaller than the towns referred to above, consolidate and diversify because there is a need for their population to create new activities and access resources through self-employment and mobility. These settlements, therefore, also often serve as local transport hubs assisted by improved rural roads and a growing access to vehicle finance from formal banks.

Is this typology airtight or do some small towns straddle these different ideal-types?

None of the types of small towns described above exists in a pure configuration. Each one is the product of multiple influences carried by an increasingly diverse population, which is often well connected with distant places.

The multiplication of small towns and the urban transformation of villages constitute the material expression of the current socio-economic transition in India that is characterised by important reduction of jobs in the farm sector and poor creation of employment in the industrial sector, associated with a limited level of residential migration towards large cities. Many of these emerging small urban centres are places where people struggle daily to access resources but prefer to stay in a known environment where local values of solidarity support them.

The other pieces in the series can be accessed below:

Understanding homelessness in Delhi through the voice of the homeless

WORKING PAPER FROM CPR’S NEW PROJECT UNDERSTANDING METROPOLITAN HOMELESSNESS BY ASHWIN PARULKAR
URBAN ECONOMY RIGHTS

This working paper from CPR’s and TISS’s (Tata Institute of Social Sciences) Understanding Metropolitan Homelessness project tells stories of six migrant homeless men from Uttar Pradesh and Nagaland who live, for various durations, in shelters along the western bank of the Yamuna river in North Delhi, locally referred to as ‘Yamuna Pushta’. Through tracing their journeys from villages and towns to Delhi’s streets, the paper explores how these men became homeless and how they survive homelessness in Delhi.

This project, which is funded by ICSSR (Indian Council of Social Science Research) and is being conducted by CPR and TISS, is led by Partha Mukhopadhyay and Ashwin Parulkar at CPR, and Tarique Mohammed at TISS. A key objective of the project in general, and this paper in particular, is to better understand the structural causes of homelessness (e.g. poverty, unemployment) and how these are interlinked – through capturing the lived experiences of the homeless in their voice. This research aims to inform successful policy and implementation responses to address the current ineffectiveness of outreach efforts to homeless people in Delhi, despite interventions by the Supreme Court and support schemes designed by the government.

The six stories in the paper uncover conditions, and combinations, of extreme poverty and physical abuse experienced by these men in their native places before they left home. It traces how they secure jobs, and survive, in daily wage, informal economies without housing, as well as access social services like shelter, health and drug de-addiction programs to endure the streets of Delhi.

According to a 2010 United Nations Development Programme (UNDP) survey, 87% of nearly 55,955 homeless adults worked jobs in the informal economy, entailing ‘the most rigorous activities which are essential for movement and building in the city.’ This paper describes in detail the varied experiences these six men have in such jobs that they find through contractors in informal labour ‘markets’ (mandis); as cooks and servers in small eateries (dhabas), and as wedding catering party workers.

Through their trajectories, Parulkar also explores differences between working homeless men who return home to support families and those who have no ties with their native places and live on the streets indefinitely. For a sense of how these men became homeless and the work conditions they experience while homeless, listen to audio samples of interviews (above) conducted during field research.

The full working paper can be accessed here.

Understanding India’s bureaucracy through the IAS officer

BLOGS BY T R RAGHUNANDAN OF THE ACCOUNTABILITY INITIATIVE
POLITICS BUREAUCRACY

Accountability Initiative at CPR deconstructs the Indian bureaucracy through the IAS (Indian Administrative Service) officer in a series of blogs by T R Raghunandan, a former bureaucrat himself, (referred to as Raghu here on) summarised below:

In the blog Uneasy Lies the Head that Wears the Additional Crown, Raghu breaks down the hierarchy of the Indian bureaucracy, explaining the various designations at different levels, and what these mean in terms of the power wielded.

In the next blog, taking off from the introductory one, Raghu details the Bureaucratic Review Process, unpacking the elaborate appraisal system, which is designed to ensure that the best talent reaches the top.

The third blog, How Commonplace is ‘Outstanding’?, explains how the gradation of officers during the review process is carried out; the hurdles in it; and the common use of ‘outstanding’ for 90 percent of the officers, reflective of the bureaucracy’s avoidance of confrontation in its internal dealings.

In the following two blogs, A Digression into Ethical Dilemmas and Ambition, Ethical Dilemmas and the Bureaucracy, Raghu shares his views on the ethical factors, which are likely to render ineffective a peer based confidential appraisal system–part of a new set of changes introduced.

In the last two blogs on this topic, The Loneliness Of The Ethical and How Honest Is Honest?, Raghu shares examples of the ‘loneliness of those who take an ethical stand, in the face of large numbers of those who do not’, and explains why a ‘shared understanding of what integrity is’, and a ‘culture of acceptance of honest criticism up the hierarchy’ (both currently lacking) are pre-requisites for a system of 360 degree appraisal to work as intended.